Candidates of the Series 66 must score 73% on 100 questions in order to pass. FINRA Requests Comment on a Proposed New Expedited Proceeding Rule for Failures to Comply With the FINRA Qualification … Below, we’ll tackle what the exam is, what exactly it covers and how you can best prepare. A score of 75% or higher is required to pass. FINRA also reported that this pass rate was better than those from before October 1, 2018, when the SIE was introduced. Many people who are planning to take the exam first complete a test preparation course and/or use a study guide with practice questions. Series 66 Exam Structure . The test was just released in 2018, so naturally we get a lot of questions about SIE Exam difficulty. IMPORTANT! They are both licenses that allow the individual to give fee-based advice. FINRA Rules. The Series 66 is as much a knowledge test as it is a reading test. SIE Exam Difficulty. In This Section. 1220. The exam actually has 110 questions, but 10 of these are unscored – these experimental questions are used to test out future test questions. 1210. The Series 66 is essentially a combination of the Series 63 (for securities agents) and Series 65 (for investment adviser representatives). The 66 exam is only for those individuals who are registered for, or completed the Series 7 exam. The examination tests candidates on knowledge, skills, and competencies related to providing investment advice and effecting securities transactions for clients. The SIE Exam is a co-requisite exam for the FINRA license you will need to start your finance career, whether that’s the Series 6, Series 7, Series, 79, or another major license. The North American Securities Administrators Association (“NASAA”) recently announced that the two central investment advisor exams (the Series 65 and the Series 66) will become even more difficult. The Series 66 examination contents include 100 multiple-choice questions that are scored and 10 pretest questions that are not scored. Remote testing appointments are now available for the SIE, Series 6, Series 7, Series 63, Series 65, and Series 66 qualification exams. The Series 66 exam qualifies a person to register as both a securities agent and an investment adviser representative. I took the 66 a bit over year ago and passed with a 77%. Series 66 – Uniform Combined State Law Exam: 2 hours and 30 minutes : 100: $165 FINRA Rules. 1230. Registration Requirements. Anecdotally, they have a lower pass rate than the FINRA exams; the Series 6 or Series 7. FINRA Rules. The timer of the exam will not stop once the exam starts. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics. NASAA did not make any statements on its … SIE Exam Difficulty. What is the Pass Rate? Please note, the FINRA Series 7 is a corequisite exam that needs to be successfully completed in addition to the Series 66 exam before a candidate can apply to register with a state. I used Fire Solutions, my company's choice, and found them to be extremely useful. The examination is taken after candidates have passed the FINRA Series 7 exam. Therefore, the exam is still no walk in the park. You may take either exam first but must complete both satisfactorily. First, let’s look at the two exams together.

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